0000922423-05-000100.txt : 20120629
0000922423-05-000100.hdr.sgml : 20120629
20050125122808
ACCESSION NUMBER: 0000922423-05-000100
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20050125
DATE AS OF CHANGE: 20050125
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: REDENVELOPE INC
CENTRAL INDEX KEY: 0001236038
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940]
IRS NUMBER: 330844285
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-79277
FILM NUMBER: 05546517
MAIL ADDRESS:
STREET 1: 201 SPEAR ST
STREET 2: 3RD FL
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Johnson Frank L
CENTRAL INDEX KEY: 0001315394
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
BUSINESS PHONE: 212 218 5154
MAIL ADDRESS:
STREET 1: 1270 SIXTH AVENUE, SUITE 2200
CITY: NEW YORK
STATE: NY
ZIP: 10020
FORMER COMPANY:
FORMER CONFORMED NAME: Johnson Frank
DATE OF NAME CHANGE: 20050125
SC 13G
1
kl00142_sc13g.txt
SCHEDULE 13G
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
------------------
Under the Securities Exchange Act of 1934
SCHEDULE 13G
INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
RedEnvelope, Inc.
-----------------
(Name of Issuer)
Common Stock, $0.01 par value per share
---------------------------------------
(Title of Class of Securities)
75733R601
---------
(CUSIP Number)
December 7, 2004
----------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_| Rule 13d-1(d)
Page 1 of 10 Pages
SCHEDULE 13G
CUSIP No. 75733R601 Page 2 of 10 Pages
--------------------------------------------------------------------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
LaGrange Capital Partners, L.P.
--------------------------------------------------------------------------------
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3) SEC USE ONLY
--------------------------------------------------------------------------------
4) CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
NUMBER 5) SOLE VOTING POWER
OF
SHARES 512,899
BENEFICIALLY -----------------------------------------------
OWNED BY 6) SHARED VOTING POWER
EACH
REPORTING 0
PERSON -----------------------------------------------
WITH 7) SOLE DISPOSITIVE POWER
512,899
-----------------------------------------------
8) SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
512,899
--------------------------------------------------------------------------------
10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|_|
--------------------------------------------------------------------------------
11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.9%
--------------------------------------------------------------------------------
12) TYPE OF REPORTING PERSON
PN
--------------------------------------------------------------------------------
SCHEDULE 13G
CUSIP No. 75733R601 Page 3 of 10 Pages
--------------------------------------------------------------------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
LaGrange Capital Partners Offshore Fund, Ltd.
--------------------------------------------------------------------------------
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3) SEC USE ONLY
--------------------------------------------------------------------------------
4) CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
--------------------------------------------------------------------------------
NUMBER 5) SOLE VOTING POWER
OF
SHARES 30,131
BENEFICIALLY ------------------------------------------------
OWNED BY 6) SHARED VOTING POWER
EACH
REPORTING 0
PERSON ------------------------------------------------
WITH 7) SOLE DISPOSITIVE POWER
30,131
------------------------------------------------
8) SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
30,131
--------------------------------------------------------------------------------
10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|_|
--------------------------------------------------------------------------------
11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.3%
--------------------------------------------------------------------------------
12) TYPE OF REPORTING PERSON
CO
--------------------------------------------------------------------------------
SCHEDULE 13G
CUSIP No. Page 4 of 10 Pages
--------------------------------------------------------------------------------
1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Frank LaGrange Johnson
--------------------------------------------------------------------------------
2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3) SEC USE ONLY
--------------------------------------------------------------------------------
4) CITIZENSHIP OR PLACE OF ORGANIZATION
USA
--------------------------------------------------------------------------------
NUMBER 5) SOLE VOTING POWER
OF
SHARES 549,330
BENEFICIALLY ----------------------------------------------
OWNED BY 6) SHARED VOTING POWER
EACH
REPORTING 0
PERSON ----------------------------------------------
WITH 7) SOLE DISPOSITIVE POWER
549,330
----------------------------------------------
8) SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
549,330
--------------------------------------------------------------------------------
10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
|_|
--------------------------------------------------------------------------------
11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.3%
--------------------------------------------------------------------------------
12) TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
Schedule 13G
------------
Item 1(a). Name of Issuer:
RedEnvelope, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
149 New Montgomery Street
San Francisco, California 94105
Item 2(a). Name of Persons Filing:
(i) LaGrange Capital Partners, L.P.
(ii) LaGrange Capital Partners Offshore Fund, Ltd.
(iii) Frank LaGrange Johnson
(collectively, the "Reporting Persons" and each a "Reporting Person")
Item 2(b). Address of Principal Business Office or, if None, Residence:
Each of the Reporting Persons has a business address at 1270 Avenue of the
Americas, Suite 2200, New York, New York 10020.
Item 2(c). Citizenship:
(i) LaGrange Capital Partners, L.P.
Delaware
(ii) LaGrange Capital Partners Offshore Fund, Ltd.
Cayman Islands
(iii) Frank LaGrange Johnson
USA
Item 2(d). Title of Class of Securities:
Common Stock, $0.01 par value per share
Item 2(e). CUSIP Number:
75733R601
Item 3. If this statement is filed pursuant to ss.ss. 240.13d-1(b), or
240.13d-2(b) or (c), check whether the person filing is a:
(a) |_| Broker or Dealer Registered Under Section 15 of the Act
(15 U.S.C. 78o)
(b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C.
78c)
(c) |_| Insurance Company as defined in section 3(a)(19) of the
Act (15 U.S.C. 78c)
(d) |_| Investment Company registered under section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a-8)
(e) |_| Investment Adviser in accordance with ss.
240.13d-1(b)(1)(ii)(E)
(f) |_| Employee benefit plan or endowment fund in accordance
with ss. 240.13d-1(b)(1)(ii)(F)
(g) |_| Parent Holding Company or control person in accordance
with ss.240.13d-1(b)(ii)(G)
(h) |_| Savings Association as defined in ss.3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813)
(i) |_| Church plan that is excluded from the definition of an
investment company under ss.3(c)(15) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3)
(j) |_| Group, in accordance with ss.240.13d-1(b)(ii)(J)
Item 4. Ownership.
(i) LaGrange Capital Partners, L.P.(1)
(a) Amount beneficially owned: 512,899
(b) Percent of class: 5.9%(2)
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 512,899
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition
of: 512,899
(iv) Shared power to dispose or to direct the disposition
of: 0
------------------------
1 The general partner of LaGrange Capital Partners, L.P. is LaGrange Capital
Management, L.L.C., a limited liability company organized under the laws
of Delaware. Frank LaGrange Johnson is the sole member of LaGrange Capital
Management, L.L.C.
2 Percentages are based on 8,745,355 shares of Common Stock outstanding as
of October 25, 2004 (as set forth on the Issuer's Form 10-Q, filed on
November 9, 2004 with the Securities and Exchange Commission).
(ii) LaGrange Capital Partners Offshore Fund, Ltd.(3)
(a) Amount beneficially owned: 30,131
(b) Percent of class: 0.3%(4)
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 31,131
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition
of: 30,131
(iv) Shared power to dispose or to direct the disposition
of: 0
(iii) Frank LaGrange Johnson
(a) Amount beneficially owned: 549,330
(b) Percent of class: 6.3%(5)
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 549,330(6)
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition
of: 549,330
(iv) Shared power to dispose or to direct the disposition
of: 0
---------------------
3 The investment manager of LaGrange Capital Partners Offshore Fund, Ltd. is
LaGrange Capital Administration, L.L.C., a limited liability company
organized under the laws of Delaware. Frank LaGrange Johnson is the sole
member of LaGrange Capital Administration, L.L.C.
4 Percentages are based on 8,745,355 shares of Common Stock outstanding as
of October 25, 2004 (as set forth on the Issuer's Form 10-Q, filed on
November 9, 2004 with the Securities and Exchange Commission).
5 Percentages are based on 8,745,355 shares of Common Stock outstanding as
of October 25, 2004 (as set forth on the Issuer's Form 10-Q, filed on
November 9, 2004 with the Securities and Exchange Commission).
6 Includes 5,300 shares of Common Stock owned by Mr. Johnson that are
currently being held in an individual retirement account and 1,000 shares
of Common Stock owned by Susan Ely Johnson, wife of Frank LaGrange
Johnson, that are currently being held in an individual retirement
account. Mr. Johnson disclaims any beneficial ownership of the shares of
Common Stock owned by his wife.
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held in the
ordinary course of business and were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having such purpose or effect.
SIGNATURE
---------
After reasonable inquiry and to the best knowledge and belief of the
undersigned, the undersigned certifies that the information set forth in this
Statement is true, complete and correct.
LaGrange Capital Partners, L.P.
By: LaGrange Capital Management, L.L.C.,
its General Partner
By: /s/ Frank LaGrange Johnson
----------------------------------------
Frank LaGrange Johnson, its sole Member
Dated as of January 25, 2005
LaGrange Capital Partners Offshore Fund, Ltd.
By: LaGrange Capital Administration, L.L.C.,
its Investment Manager
By: /s/ Frank LaGrange Johnson
---------------------------------------
Frank LaGrange Johnson, its sole Member
Dated as of January 25, 2005
By: /s/ Frank LaGrange Johnson
----------------------------------------
Frank LaGrange Johnson
Dated as of January 25, 2005
Exhibit A
Agreement of Joint Filing
Pursuant to 13d-1(k) promulgated under the Securities Exchange
Act of 1934, as amended, the undersigned hereby confirm the agreement by and
among them to join in the filing on behalf of each of them of a Statement on
Schedule 13G and any and all amendments thereto, and that this Agreement be
included as an Exhibit to such filing.
This Agreement may be executed in any number of counterparts each
of which shall be deemed to be an original and all of which together shall be
deemed to constitute one and the same Agreement.
IN WITNESS WHEREOF, the undersigned have executed this Agreement.
LaGrange Capital Partners, L.P.
By: LaGrange Capital Management, L.L.C.,
its General Partner
By: /s/ Frank LaGrange Johnson
---------------------------------------
Frank LaGrange Johnson, its sole Member
Dated as of January 25, 2005
LaGrange Capital Partners Offshore Fund, Ltd.
By: LaGrange Capital Administration, L.L.C.
its Investment Manager
By: /s/ Frank LaGrange Johnson
----------------------------------------
Frank LaGrange Johnson, its sole Member
Dated as of January 25, 2005
By: /s/ Frank LaGrange Johnson
----------------------------------------
Frank LaGrange Johnson
Dated as of January 25, 2005