0000922423-05-000100.txt : 20120629 0000922423-05-000100.hdr.sgml : 20120629 20050125122808 ACCESSION NUMBER: 0000922423-05-000100 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050125 DATE AS OF CHANGE: 20050125 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: REDENVELOPE INC CENTRAL INDEX KEY: 0001236038 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-MISCELLANEOUS SHOPPING GOODS STORES [5940] IRS NUMBER: 330844285 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-79277 FILM NUMBER: 05546517 MAIL ADDRESS: STREET 1: 201 SPEAR ST STREET 2: 3RD FL CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Johnson Frank L CENTRAL INDEX KEY: 0001315394 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 212 218 5154 MAIL ADDRESS: STREET 1: 1270 SIXTH AVENUE, SUITE 2200 CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: Johnson Frank DATE OF NAME CHANGE: 20050125 SC 13G 1 kl00142_sc13g.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------ Under the Securities Exchange Act of 1934 SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 RedEnvelope, Inc. ----------------- (Name of Issuer) Common Stock, $0.01 par value per share --------------------------------------- (Title of Class of Securities) 75733R601 --------- (CUSIP Number) December 7, 2004 ---------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) Page 1 of 10 Pages SCHEDULE 13G CUSIP No. 75733R601 Page 2 of 10 Pages -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LaGrange Capital Partners, L.P. -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| -------------------------------------------------------------------------------- 3) SEC USE ONLY -------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware -------------------------------------------------------------------------------- NUMBER 5) SOLE VOTING POWER OF SHARES 512,899 BENEFICIALLY ----------------------------------------------- OWNED BY 6) SHARED VOTING POWER EACH REPORTING 0 PERSON ----------------------------------------------- WITH 7) SOLE DISPOSITIVE POWER 512,899 ----------------------------------------------- 8) SHARED DISPOSITIVE POWER 0 -------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 512,899 -------------------------------------------------------------------------------- 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| -------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.9% -------------------------------------------------------------------------------- 12) TYPE OF REPORTING PERSON PN -------------------------------------------------------------------------------- SCHEDULE 13G CUSIP No. 75733R601 Page 3 of 10 Pages -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON LaGrange Capital Partners Offshore Fund, Ltd. -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| -------------------------------------------------------------------------------- 3) SEC USE ONLY -------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands -------------------------------------------------------------------------------- NUMBER 5) SOLE VOTING POWER OF SHARES 30,131 BENEFICIALLY ------------------------------------------------ OWNED BY 6) SHARED VOTING POWER EACH REPORTING 0 PERSON ------------------------------------------------ WITH 7) SOLE DISPOSITIVE POWER 30,131 ------------------------------------------------ 8) SHARED DISPOSITIVE POWER 0 -------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 30,131 -------------------------------------------------------------------------------- 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| -------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 0.3% -------------------------------------------------------------------------------- 12) TYPE OF REPORTING PERSON CO -------------------------------------------------------------------------------- SCHEDULE 13G CUSIP No. Page 4 of 10 Pages -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Frank LaGrange Johnson -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |X| -------------------------------------------------------------------------------- 3) SEC USE ONLY -------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION USA -------------------------------------------------------------------------------- NUMBER 5) SOLE VOTING POWER OF SHARES 549,330 BENEFICIALLY ---------------------------------------------- OWNED BY 6) SHARED VOTING POWER EACH REPORTING 0 PERSON ---------------------------------------------- WITH 7) SOLE DISPOSITIVE POWER 549,330 ---------------------------------------------- 8) SHARED DISPOSITIVE POWER 0 -------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 549,330 -------------------------------------------------------------------------------- 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| -------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.3% -------------------------------------------------------------------------------- 12) TYPE OF REPORTING PERSON IN -------------------------------------------------------------------------------- Schedule 13G ------------ Item 1(a). Name of Issuer: RedEnvelope, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 149 New Montgomery Street San Francisco, California 94105 Item 2(a). Name of Persons Filing: (i) LaGrange Capital Partners, L.P. (ii) LaGrange Capital Partners Offshore Fund, Ltd. (iii) Frank LaGrange Johnson (collectively, the "Reporting Persons" and each a "Reporting Person") Item 2(b). Address of Principal Business Office or, if None, Residence: Each of the Reporting Persons has a business address at 1270 Avenue of the Americas, Suite 2200, New York, New York 10020. Item 2(c). Citizenship: (i) LaGrange Capital Partners, L.P. Delaware (ii) LaGrange Capital Partners Offshore Fund, Ltd. Cayman Islands (iii) Frank LaGrange Johnson USA Item 2(d). Title of Class of Securities: Common Stock, $0.01 par value per share Item 2(e). CUSIP Number: 75733R601 Item 3. If this statement is filed pursuant to ss.ss. 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: (a) |_| Broker or Dealer Registered Under Section 15 of the Act (15 U.S.C. 78o) (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c) (c) |_| Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c) (d) |_| Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8) (e) |_| Investment Adviser in accordance with ss. 240.13d-1(b)(1)(ii)(E) (f) |_| Employee benefit plan or endowment fund in accordance with ss. 240.13d-1(b)(1)(ii)(F) (g) |_| Parent Holding Company or control person in accordance with ss.240.13d-1(b)(ii)(G) (h) |_| Savings Association as defined in ss.3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813) (i) |_| Church plan that is excluded from the definition of an investment company under ss.3(c)(15) of the Investment Company Act of 1940 (15 U.S.C. 80a-3) (j) |_| Group, in accordance with ss.240.13d-1(b)(ii)(J) Item 4. Ownership. (i) LaGrange Capital Partners, L.P.(1) (a) Amount beneficially owned: 512,899 (b) Percent of class: 5.9%(2) (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 512,899 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 512,899 (iv) Shared power to dispose or to direct the disposition of: 0 ------------------------ 1 The general partner of LaGrange Capital Partners, L.P. is LaGrange Capital Management, L.L.C., a limited liability company organized under the laws of Delaware. Frank LaGrange Johnson is the sole member of LaGrange Capital Management, L.L.C. 2 Percentages are based on 8,745,355 shares of Common Stock outstanding as of October 25, 2004 (as set forth on the Issuer's Form 10-Q, filed on November 9, 2004 with the Securities and Exchange Commission). (ii) LaGrange Capital Partners Offshore Fund, Ltd.(3) (a) Amount beneficially owned: 30,131 (b) Percent of class: 0.3%(4) (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 31,131 (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 30,131 (iv) Shared power to dispose or to direct the disposition of: 0 (iii) Frank LaGrange Johnson (a) Amount beneficially owned: 549,330 (b) Percent of class: 6.3%(5) (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 549,330(6) (ii) Shared power to vote or to direct the vote: 0 (iii) Sole power to dispose or to direct the disposition of: 549,330 (iv) Shared power to dispose or to direct the disposition of: 0 --------------------- 3 The investment manager of LaGrange Capital Partners Offshore Fund, Ltd. is LaGrange Capital Administration, L.L.C., a limited liability company organized under the laws of Delaware. Frank LaGrange Johnson is the sole member of LaGrange Capital Administration, L.L.C. 4 Percentages are based on 8,745,355 shares of Common Stock outstanding as of October 25, 2004 (as set forth on the Issuer's Form 10-Q, filed on November 9, 2004 with the Securities and Exchange Commission). 5 Percentages are based on 8,745,355 shares of Common Stock outstanding as of October 25, 2004 (as set forth on the Issuer's Form 10-Q, filed on November 9, 2004 with the Securities and Exchange Commission). 6 Includes 5,300 shares of Common Stock owned by Mr. Johnson that are currently being held in an individual retirement account and 1,000 shares of Common Stock owned by Susan Ely Johnson, wife of Frank LaGrange Johnson, that are currently being held in an individual retirement account. Mr. Johnson disclaims any beneficial ownership of the shares of Common Stock owned by his wife. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE --------- After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this Statement is true, complete and correct. LaGrange Capital Partners, L.P. By: LaGrange Capital Management, L.L.C., its General Partner By: /s/ Frank LaGrange Johnson ---------------------------------------- Frank LaGrange Johnson, its sole Member Dated as of January 25, 2005 LaGrange Capital Partners Offshore Fund, Ltd. By: LaGrange Capital Administration, L.L.C., its Investment Manager By: /s/ Frank LaGrange Johnson --------------------------------------- Frank LaGrange Johnson, its sole Member Dated as of January 25, 2005 By: /s/ Frank LaGrange Johnson ---------------------------------------- Frank LaGrange Johnson Dated as of January 25, 2005 Exhibit A Agreement of Joint Filing Pursuant to 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned hereby confirm the agreement by and among them to join in the filing on behalf of each of them of a Statement on Schedule 13G and any and all amendments thereto, and that this Agreement be included as an Exhibit to such filing. This Agreement may be executed in any number of counterparts each of which shall be deemed to be an original and all of which together shall be deemed to constitute one and the same Agreement. IN WITNESS WHEREOF, the undersigned have executed this Agreement. LaGrange Capital Partners, L.P. By: LaGrange Capital Management, L.L.C., its General Partner By: /s/ Frank LaGrange Johnson --------------------------------------- Frank LaGrange Johnson, its sole Member Dated as of January 25, 2005 LaGrange Capital Partners Offshore Fund, Ltd. By: LaGrange Capital Administration, L.L.C. its Investment Manager By: /s/ Frank LaGrange Johnson ---------------------------------------- Frank LaGrange Johnson, its sole Member Dated as of January 25, 2005 By: /s/ Frank LaGrange Johnson ---------------------------------------- Frank LaGrange Johnson Dated as of January 25, 2005